Leeds, West Yorkshire
5 days ago
Hays Senior Finance
Regulatory Audit Manager- Leeds Based
About the Role
The Regulatory Audit Manager performs or leads a combination of audits that support the organisation's short and long-term goals and strategies. This role is responsible for conducting internal audits across the Group
*Document the audit approach using the risk management software, ensuring all audit objectives, controls and risks are documented and approved by the Head of Audit prior to testing.
*Issue a Terms of Reference document to key stakeholders ahead of engagement commencement and report and communicate all findings in close out meetings.
*Provide up to date MI for Exec and Audit & Risk Committee purposes and assist in the preparation of the Quarterly Controls Report.
*Report and present at the highest level to the Exec Committee in the UK the key findings raised through the audit process.
*Manage the process of following up agreed audit actions using the audit management processes and software to provide support for the implementation recommended processes/controls.
*Assist with the management and coordination of 3rd party reviews being conducted on behalf of Internal Audit.
*Manage, directs and coordinate one or more segments of the organisation's day-to-day operations.
*Manage the development and implementation of general operating policies, processes and procedures for the organisation and leads on projects.
*Use best practices and knowledge of internal and external business issues to improve products/services or processes.
*Engage with key stakeholders to drive development and completion of projects, aligning with business strategy, Group policies and regulatory requirements.
*Provide support and leadership where appropriate on specific projects, method changes or systems developments.
Skills & Experience:
*Accountancy or Internal Audit Qualification (ACA (preferred), ACCA, CIMA, IIA)
*Experience of working in an internal audit team
*Experience of SOX, ISO, Finance and IT audits
*Audit regulatory, compliance and advisory skills
*ICO / FCA knowledge and experience of dealing with both regulatory bodies
What's in it for you?
As well as a competitive salary, our benefits package includes 26 days' annual leave (plus bank holidays) a generous contributory pension scheme, private health care and a host of other employee lifestyle benefits.