Asset and Wealth Management - Conduct Regulatory Consultant - Manager
- Employer
- PwC
- Location
- London, United Kingdom
- Salary
- Competitive
- Closing date
- 4 Oct 2024
View more
- Sector
- Accounting - practice
- Salary band
- Competitive
- Contract type
- Permanent
- Hours
- Full Time
- Where will they be working
- Hybrid - mostly office
Job Details
The world of Risk and Regulation is experiencing fundamental change, evolving rapidly within political and commercial environments, impacting businesses significantly. We work across the financial services sector to help clients navigate these changes. Join us in shaping a new, relevant financial services industry.
The Asset and Wealth Management Risk and Regulatory team is growing and seeks ambitious Managers with experience in asset or wealth management regulation. Ideal candidates will possess strong knowledge of conduct regulation, including compliance arrangements, SM&CR, governance, the FCA's asset management market study, front office controls, and the FCA regulatory framework. Experience with a regulator, consultancy, or in the industry is a plus.
As the leading provider of professional services to the asset and wealth management industry, PwC collaborates with top UK firms, understanding their challenges. Successful candidates will work on diverse projects, expand their knowledge, and fast-track their careers, supported by PwC's market-leading development framework and on-the-job learning opportunities.
What your days will look like:
- Leading projects and running work streams on medium and larger engagements - working as part of a project team on client sites and day-to-day liaison with clients
- Taking responsibility for conducting reviews and preparation of reports; making oral presentations of findings and recommendations to client management team(s)
- Conducting regulatory due diligence for merger and acquisition deals
- Supporting technical analysis and developing an area of specialism where you will become the 'subject matter expert'
- Identifying and documenting key systems and controls for demonstrating compliance with applicable FCA regulations
- Developing opportunities and helping to win new business through marketing and sales activities and continuous client relationship programmes with senior client staff
- Networking with clients, prospective clients and internally across PwC
- People development, mentoring and coaching, including management of client facing teams
- Technical research, responding to consultation papers from relevant regulatory bodies, providing input to the debate on development and application of policy, participating in PwC's Thought Leadership
This role is for you if you have:
- Knowledge and experience of the asset management and / or wealth management sector, including a strong understanding of the FCA's supervisory approach for asset and wealth management firms;
- Technically proficient in the conduct aspects of the FCA regime including recent thematic reviews, the FCA market studies and the introduction of the Senior Managers Regime for asset and wealth managers as well as elements of the broader FCA regime and requirements;
- The ability to make and develop strong relationships, listen to clients needs and interpret this to identify new opportunities to assist them;
- General understanding of compliance and governance structures, operations, and industry best practice in compliance;
- Excellent communication (both written and oral) and organisational skills;
- Strong numeracy and report writing skills.
- Demonstrable experience with the FCA and/or with another regulatory consulting practice or in-house as part of a compliance / risk function within a regulated firm.
- Experience in providing regulatory consulting advice to both established companies and new entrants;
What you'll receive from us:
No matter where you may be in your career or personal life, our benefits are designed to add value and support, recognising and rewarding you fairly for your contributions.
We offer a range of benefits including empowered flexibility and a working week split between office, home and client site; private medical cover and 24/7 access to a qualified virtual GP; six volunteering days a year and much more.
Company
Our values define how we do things. And our purpose is why we exist - now more than ever - to build trust in society and solve important problems for our clients and our communities. In a world we no longer recognise, we need to rely on the strength and agility of our people to help us to navigate these uncertain times.
We're committed to ensuring that care and our people's wellbeing remains central to our culture. While we may not know what’s ahead, we can do all we can to help shape the future. As we continue to navigate this unprecedented time, it’s important that we support our people, to help them take care of themselves and to ensure the right support is available when it’s needed.
For now, we ask you to join our talent network and stay in touch with what’s happening in real time, including new possibilities as they arise. Visit our website for more information on how we’re responding to this pandemic and what changes we’re making to our recruitment process.
Stay safe and stay connected in this rapidly changing world.
PwC
Opportunities are at the heart of a career with us. Opportunities for you to sharpen your skills, collaborate with experts, build lasting relationships and make an impact in a place where people, quality and value mean everything.
Our offer to you...
· Be part of the world’s leading professional services network and enjoy the benefits that come with that.
· Meet and collaborate with highly talented people from diverse backgrounds, developing new ways of thinking, creating value for you, for PwC and for our clients.
· Work in a challenging and stimulating environment where you’ll be inspired to reach your full potential.
· Identify and develop your skills, build on your existing strengths and discover new ones you didn’t know you had. Watch your expertise and influence grow with us.
The PwC deal
No matter which area of the business you choose to join, all offer the same deal. The opportunity to grow as an individual, to meet new people, and build lasting relationships that will stay with you for life. All whilst making an impact in a place where people, quality, and value, mean everything. Your hard work will be rewarded with a competitive salary and a personally tailored benefits package.
What you need to bring to us
Your intellect, willingness to learn, ability to build relationships, put yourself in others’ shoes, while always making a positive impact with our clients and each other.
The skills, insights and connections you develop at PwC are career defining wherever your career may take you. It’s the opportunity of a lifetime. Take it.
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