Compliance Manager
- Employer
- Hays Senior Finance
- Location
- Edinburgh, Scotland
- Salary
- GBP60000.00 - GBP80000.00 per annum
- Closing date
- 9 Feb 2023
View more
- Sector
- Banking, finance and investment
- Salary band
- £60,000 - £70,000, £70,000 - £80,000, £80,000 - £90,000
- Contract type
- Permanent
- Hours
- Full Time
- Where will they be working?
- Hybrid - mostly office
Job Details
Compliance Manager job
Key Responsibilities
· Review and prepare analysis of regulatory developments with an impact on the Company
· Assist in the implementation of regulatory changes
· Maintain and develop the compliance monitoring programme and risk & control framework
· MI & reporting for oversight committees and governance
· SMCR - onboarding and annual certification review
· Assist with client and prospective client due diligence visits
· Oversee and obtain assurance over activities outsourced to 3rdparty providers (CASS, Financial Crime, Change Programmes)
· Co-ordinate the new client take-on process including AML checks (supported by CFO) Key role requirements and experience
· Understanding of UK regulations in particular CASS, Financial Crime and Consumer Duty
· Experience of compliance within the asset management industry, particular emphasis on compliance monitoring within a risk-based framework
· Good understanding of FCA compliance systems (e.g. RegData, Connect)
· Ability to work independently and to show initiative
· Ability to assimilate and analyse information
· Excellent communication skills and a logical approach
Hays Specialist Recruitment Limited acts as an employment agency for permanent recruitment and employment business for the supply of temporary workers. By applying for this job you accept the T&C's, Privacy Policy and Disclaimers which can be found at hays.co.uk
Company
At Hays we invest in lifelong partnerships that empower people and businesses to succeed. With over 50 years’ success under our belts and a workforce of 10,000+ people across 32 countries, we’ve evolved to put our customers at the heart of everything we do.
From CFO to Newly Qualified, we work with talented finance professionals and match them with organisations where they can achieve a lasting impact.
So much more than specialist recruiters in accounting and finance, what really sets us apart is our knowledge through scale, deep understanding and our ability to meaningfully innovate for our customers. All our consultants have strong relationships across the industry and the support of our extensive global network. That’s why organisations of all types and sizes – from international blue chips to SMEs – trust us to find the people who can help transform their business.
So, whether you want something local or international, permanent, or interim, we have the breadth of coverage and the depth of understanding to help you find it.
We have specialist recruitment teams in the following areas:
- Corporate Governance
- Credit Control
- Part-Qualified Accountant
- Payroll
- Public Practice Accounting
- Public Services Accounting
- Senior Finance – Qualified
- Support, Ledgers & Bookkeeping
- Tax & Treasury
You can rely on us to deliver today and help you plan for tomorrow
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