Prudential Regulatory Senior Manager - Asset & Wealth Management

The increased focus by the FCA on asset and wealth manager’s interpretation of prudential regulation, the quality of capital processes and documentation, as well as the effectiveness of risk frameworks means firms are increasingly requiring assistance in adapting to the changing environment. We are looking for new talent to play a key role in taking PwC’s prudential regulatory offering to clients as we continue to build a team that is known in this market as the premier regulatory consulting team. As part of PwC's Financial Services Risk and Regulatory Practice, the Asset and Wealth Management Risk and Regulatory team delivers projects and advice across the broad spectrum of regulation and works with colleagues from across the PwC network to deliver innovative solutions to clients. The team comprises experts in a number of fields including prudential regulation, conduct risk, compliance and governance and is made up of ex-regulators, compliance professionals, auditors and lawyers. The successful applicant will assist the Partners and Directors expand our market offering, play a key role in strengthening our client relationships, and assist in the delivery of a range of interesting engagements.

Responsibilities

• Leading teams on engagements by being a key contact for clients, as well as being responsible for day-to-day liaison and building meaningful relationships with clients;

• Assisting the Partners and Directors design and then take our solutions to the marketplace;

• Developing opportunities and winning new business, through marketing and sales activities and continuous client relationship programmes with senior client staff;

• Taking responsibility for the conduct of reviews and preparation of reports; making oral presentations of findings/recommendations to client management team(s);

• Identifying the impact of prudential regulatory change and supporting clients as they adapt to the challenges the new regulatory landscape presents;

• Supporting technical analysis being a 'subject matter expert' in aspects of FCA prudential regulation;

• Networking with clients, prospective clients and internally across PwC;

• People development, mentoring and coaching, including management of client facing teams;

• Taking responsibility for developing a broader capability with additional talent, as the business allows.

Requirements

• Knowledge and experience of the asset management sector, including a strong understanding of risk and capital management processes and procedures;

• Technically proficient in the prudential aspects of the FCA regime as it applies to asset and wealth management firms including the IFPR, regulatory reporting as well as elements of the broader FCA regime and requirements;

• Experience in providing regulatory consulting advice to both established companies and new entrants either inhouse, at a regulatory body or a consultancy;

• Positive and proactive attitude, with the ability to adopt an agile approach.

• The ability to form strong relationships, identified make new contacts, listen to their needs and interpret this to identify new opportunities to assist them;

• Drive and determination to win new work, build our reputation and expand our service offerings to our clients;

• General understanding of compliance and governance structures, operations, and industry best practice in compliance;

• Excellent communication (both written and oral) skills;

• Strong numeracy and report writing skills; and

• Demonstrable experience with the FCA and/or with another regulatory consulting practice would be ideal.

Risk
Risk is all around us and in our complex world, is changing all the time. Our teams bring people from diverse backgrounds together, using their skills and cutting-edge technology, to help solve complex problems. We are pioneers in a world of changing risk and our market leading services build resilient organisations. Join us and together, we can support our clients to rethink risk.

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Application support
If you’re a person with a disability, if you’re neurodivergent, or if you have a condition that you believe may affect your performance during our selection process, we’ll be happy to make reasonable adjustments to our processes for you. Learn more.