Senior Compliance Monitoring Officer
- Employer
- Michael Page
- Location
- Greater Manchester, England, Manchester
- Salary
- Up to GBP47000 per annum + Bonus + Benefits
- Closing date
- 12 Sep 2022
View more
- Sector
- Customer services
- Salary band
- £40,000 - £50,000
- Contract type
- Permanent
- Hours
- Full Time
- Where will they be working?
- Hybrid - mostly home
Job Details
Responsible for the design and delivery of regulatory risk and compliance assurance testing reviews which will evaluate both theirs and their client's exposure to regulatory and CMA compliance and conduct risk.
Client Details
This client is part of a huge group, with this office based in Manchester, with over £11Bn revenue.
Description
- Responsible for designing and delivering assurance reviews to provide independent assurance to the Board and the relevant Senior Manager Functions (SMFs) regarding regulatory compliance and conduct risks of the 1LOD business.
- Responsible for designing and delivering the reviews within the timeline set out within the Compliance Monitoring Plan (CMP) and aligned to the Compliance Monitoring Framework and in line with CFPL's Enterprise Risk Management Framework (ERMF).
- Performing independent assurance reviews, diligently and comprehensively to assess how CFPL consistently delivers fair customer outcomes and meets regulatory requirements, to support safe growth and protect CFPL from regulatory and conduct risks associated with its business activity.
- To provide clarity to all stakeholders at each stage of the assurance review of the process and their engagement to promote a culture of positive collaboration.
- Completing timely, high quality reports that clearly articulate the conclusions of the assurance activity that are appropriately risk rated with clear detail on the recommendations required to mitigate any regulatory and conduct risk.
- Maintain accurate records in relation to open findings and actions. Track and report the progress of open actions escalating any issues including missed deadlines.
- Effective assess the evidence submitted by business areas to close findings and individual actions and make appropriate recommendations accordingly.
Profile
Somebody with Compliance & desirably Section 166 experience, who has the interpersonal skills to join this major business, for a great salary and benefits package
Job Offer
A chance to join this huge business and gain exposure to a broad variety of work in a warm collaborative team, for a great salary and benefits package
Company
Michael Page specialises in the permanent, temporary and interim recruitment of qualified accountants. In fact, our organisation was founded to provide selection and recruitment services for accounting professionals and has been a market leader in this field for more than 35 years.
We have earned the trust of clients in industry and commerce, the banking and financial services markets and the public and not-for-profit sector. We also have an exemplary track record of completing assignments for everyone from small, boutique practices to the Big Four firms.
Michael Page has pioneered a unique, consultative approach to recruitment, enabling us to find the best fit between our client’s needs and the candidate’s experience and abilities. With an emphasis on delivering results and establishing long-term relationships, our consultants waive commission in favour of quarterly profit share – that means impartial career advice and an entire team pulling together on your behalf.
Many of our consultants have a background in accounting and finance – that’s real, grass roots expertise at your disposal. Combine that with the global reach you get from a company that has over 164 offices in 34 countries and you’re looking at a pretty formidable package.
We are confident no other consultancy is better qualified to help you make that crucial, next step in your career. Take this opportunity to browse our accounting, tax and treasury jobs to find out more about our specific expertise:
• Industry and commerce
• Financial services
• Public and not-for-profit
• Taxation
• Specialist markets
• Treasury
• Newly qualified ACA
Alternatively, if you're looking to hire, please send us a job brief or get in touch to find out how our track record could add value to your recruitment process”
Visit the Michael Page website for more information
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